Compliance

How do I submit a piece of content to compliance ?
Classic Platform | Force Platform | What platform am I on ? Classic Platform Navigate to the content you want to submit to compliance Click Edit Click ...
Thu, 16 Aug, 2018 at 12:32 PM
How to submit your Company Profile to Compliance?
Classic Platform | Force Platform | What platform am I on ? Classic Platform Select Company on the left hand menu Click the green Save and Submit to com...
Thu, 16 Aug, 2018 at 12:33 PM
What is a Compliance Workflow?
If you have selected a Broker Dealer from our list of approved BDs in Step 1 of the Proven Process, this means that your website will be on a compliance wor...
Thu, 30 May, 2019 at 2:03 PM
How Do I Check The Compliance Status Of An Item
Classic Platform | Force Platform | What platform am I on ? On a compliance workflow, every update you submit must be approved through your compliance d...
Fri, 7 Jun, 2019 at 1:55 PM